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The role of Chief Compliance Officer (CCO) for Bci Securities, the Broker-Dealer (BD) and Registered Investment Advisor (RIA), will report to the CEO of the broker-dealer and indirectly to the Head of Wealth Management and the Board of Directors. Responsibilities include regulatory compliance for these entities. The CCO will also collaborate with global teams, especially in Latin America.
All staff must comply with applicable regulations, laws, and company policies, including the Bank Secrecy Act, Foreign Corrupt Practices Act, and others.
Proficiency in Microsoft Office and operating IBM-compatible computers.
Bachelor’s Degree required; advanced degree preferred.
Senior Executive, Full-time, Bilingual in English and Spanish, willing to travel, and capable of lifting objects up to 25 pounds.
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